Regulatory

376-390 of 408 Articles
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The Financial Conduct Authority (FCA) has today confirmed that it has removed barriers that stop some mortgage customers from finding a cheaper mortgage deal. The new rules allow lenders to use a different and more proportionate affordability assessment for customers who meet certain criteria, such

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The Financial Reporting Council (FRC) has launched a substantial and ambitious revision to the UK Stewardship Code. The new code substantially raises expectations for how money is invested on behalf of UK savers and pensioners.

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The Financial Conduct Authority (FCA) is seeking compensation orders in favour of investors in respect of losses they have suffered in the First Park Limited's Park First scheme as it begins its proceedings against the company. The FCA has started the proceeding against the company's senior managers

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The Financial Conduct Authority (FCA) has fined Tullett Prebon (Europe) Limited £15.4 million. The authority has fined the company for failing to conduct its business with due skill, care and diligence, failing to have adequate risk management systems and for failing to be open and cooperative

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The Financial Reporting Council (FRC) has initiated a recruitment drive in an attempt to fill 80 new openings. With over 80 new positions being created in the 2019/20 financial year alone, the FRC has emphasised that there are significant opportunities for a broad range of candidates to play a key r

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The Financial Reporting Council (FRC) has appointed Simon Dingemans and Sir Jon Thompson as its new chairperson and chief executive respectively. Simon Dingemans replaces Sir Win Bischoff, who steps down after six years in the post. Sir Jon Thompson succeeds Stephen Haddrill who held the role of chi

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The Financial Conduct Authority (FCA) has published a series of potential remedies to tackle concerns about general insurance pricing. In an interim report of its market study into the pricing of home and motor insurance, the FCA found that competition is not working well for all consumers in these

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The Financial Conduct Authority (FCA) has fined The Prudential Assurance Company Limited (Prudential) £23,875,000 for failures related to non-advised sales of annuities. Between July 2008 and September 2017, Prudential’s non-advised annuity business focused on selling annuities directly

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The Financial Reporting Council (FRC) has strengthened its Going Concern audit standard. The FRC revised its Going Concern standard in response to recent enforcement cases and well-publicised corporate failures where the auditor’s report failed to highlight concerns about the prospects of enti

376-390 of 408 Articles
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