Regulatory

91-105 of 310 Articles
Clock icon 4 minutes

The Financial Conduct Authority (FCA) has published research findings into better understanding investors who engage in high-risk investments like cryptocurrencies and foreign exchange. The findings reveal there is a new, younger, more diverse group of consumers getting involved in higher risk inves

Clock icon 2 minutes

The Financial Conduct Authority (FCA) has today announced that it has commenced criminal proceedings against NatWest Plc in respect of offences under the Money Laundering Regulations 2007 (MLR 2007). The FCA alleges that the Royal Bank of Scotland owner failed to adhere to the requirements of r

Clock icon 4 minutes

An investigation has been launched into how £3.3 million has had to be refunded to thousands of savers as a Barrhead-based community bank collapsed two years after auditors cast doubt over its future as a going concern. Pioneer Mutual Credit Union went into insolvency and had failed to provide

Clock icon 1 minute

The Financial Reporting Council (FRC) has commenced an investigation into the audits by Deloitte of the financial statements of Lookers plc. The investigation concerns the audit of Lookers' financial statements for the years ended 31 December 2017 and 2018.

Clock icon 2 minutes

The contactless payment limit in shops is to rise to £100. The Treasury has said that the change from the current £45 limit would make transactions easier than ever and would provide a big boost to the UK's struggling retail sector.

Clock icon 2 minutes

The Financial Reporting Council (FRC) has today issued advice for companies on how to report transparently and effectively when departing from certain provisions of the UK Corporate Governance Code. The Code sets high standards for Corporate Governance. It recognises that companies have differing ci

Clock icon 3 minutes

The Financial Conduct Authority (FCA) has announced five senior appointments to help drive its transformation. Stephanie Cohen will be the FCA’s chief operating officer (COO) while Jessica Rusu will join the FCA’s as its first chief data, information and intelligence officer (CDIIO)

Clock icon 2 minutes

KPMG is close to selling its restructuring arm to private equity firm HIG Europe as part of a deal that could see a former head of Deloitte run the newly separated business. HIG Europe is in exclusive talks to buy the Big Four firm's restructuring operation for about £400 million.

Clock icon 2 minutes

The Financial Reporting Council (FRC) has reviewed the plans for the operational separation of the audit practices of the Big Four and confirmed that they can now move on to the next stage of implementation. The FRC published principles for operational separation of the audit practices of the B

Clock icon 3 minutes

The Financial Conduct Authority (FCA) has today published final guidance clarifying its expectations of firms on the fair treatment of vulnerable customers. The guidance aims to drive improvements in the way firms treat vulnerable consumers so that they are consistently able to achieve outcomes that

Clock icon 1 minute

The Financial Reporting Council (FRC) has launched its TCA fees instrument consultation. This consultation seeks views on the proposed Third Country Auditors (Fees) Instrument 2021, which includes an increase in the periodical fees for registered Third Country Auditors in the UK.The consultation is

Clock icon 2 minutes

The Financial Reporting Council (FRC) has said it is on track to becoming a robust and independent regulator as it published its draft 2021/22 Strategy, Plan & Budget for consultation. The watchdog has said that the draft reflects its 'continued commitment' to serve the public interest whilst al

91-105 of 310 Articles
Intership icon

Latest Jobs

Intership icon

Latest Events